Pledge and collateral

Registration of establishment of contractual pledge

CDCP is administering pledge register

  • for book-entry securities registered in the issuer registry,
  • for paper-form securities

To place request at CDCP for registration of contractual pledge by use of form F10 duly completed in compliance with explanatory notes in the form can:

  • pledgor or pledgee if subject to contractual pledge are book-entry securities of the pledgee, which are registered on the owner’s account administered in CDCP,
  • pledgor or  pledgee if subject to contractual pledge are paper-form securities of the pledgee.

In case book-entry securities of the pledgee registered on an owner’s account administered by one of the CDCP members are subject to the pledge, it is necessary to contact given CDCP member directly.

In case book-entry securities of the pledgee registered on a holder’s account administered by CDCP are subject to the pledge, it is necessary to contact given holder directly.

The service is provided only in person at working place of the Operation Section in CDCP seat.

CDCP does not review and process instruction and attached documents on the same day when they are recieved.

For placing of an instruction registration of establishment of contractual pledge is charged in compliance with the Scale of Fess of CDCP.

 

Change in registration of contractual pledge

The contractual pledge to securities can be changed by registration of change in the contractual pledge in the pledge register.

The person pursuant to paragraph 50, section 4 of the Act is obliged, without delay and from the day when event resulting to change of details on the pledge registered in CDCP occurred, to place the instruction for change in registration of pledge by use of form F10A duly completed in compliance with the explanatory notes in the form.

The service is provided only in person at working place of the Operation Section in CDCP seat.

CDCP does not review and process instruction and attached documents on the same day when they are recieved.

For placing of an istruction and change of registration of the contractual pledge is charged in compliance with the Scale of Fess of CDCP.

 

Registration of cancellation of contractual pledge

The contractual pledge to securities ceases to exist by registration of cancellation of pledge in the pledge register.

The person pursuant to paragraph 50, section 5 of the Act is obliged, without delay when reason for cessation of the contractual pledge registered in CDCP occurred, to place the instruction for registration of cancellation of pledge by use of form F10B, duly completed in compliance with the explanatory notes in the form.

The service is provided only in person at working place of the Operation Section in CDCP seat.

CDCP does not review and process instruction and attached documents on the same day when they are recieved.

For placing of an instruction and registration of cancellation of contractual pledge is charged in compliance with the Scale of Fess of CDCP.

 

Extract from the pledge registry

Natural or legal person can request in CDCP for extract from the pledge registry by use of form F10C which is duly completed in compliance with explanatory notes in the form.

The service is provided via post or in person at working place of the Operation Section in CDCP seat.

For provision of extract from the pledge register is charged in compliance with the Scale of Fess of CDCP.

List of current forms.

 

Registration of transfer as collateral

CDCP is administering special registry of transfers of securities as collateral

  • for book-entry securities registered in the issuer registry,
  • for paper-form securities 

To place request at CDCP for registration of transfer as collateral by use of form F11 duly completed in compliance with explanatory notes in the form can:

  • pledgor or pledgee (or securities owner) if subject to transfer as collateral are book-entry securities, which are registered on the owner’s account administered in CDCP,
  • pledgor or  pledgee (or securities owner) if subject to transfer as collateral are paper-form securities.  

In case book-entry securities registered on an owner’s account administered by one of the CDCP members are subject to the transfer as collateral, it is necessary to contact given CDCP member directly.

In case book-entry securities registered on a holder’s account administered by CDCP are subject to the transfer as collateral, it is necessary to contact given holder directly.

The service is provided only in person at working place of the Operation Section in CDCP seat.

CDCP does not review and process instruction and attached documents on the same day when they are recieved.

For placing of an instruction and registration of establishment of transfer as collateral is charged in compliance with the Scale of Fess of CDCP.

 

Change in registration of transfer as collateral

The transfer as collateral shall be changed by registration of change in the transfer as collateral in the special registry of transfers as collateral.

The person pursuant to paragraph 50, section 4 of the Act is obliged, without delay and from the day when event resulting to change of details on the transfer as collateral registered in CDCP occurred, to place the instruction for change in registration transfer as collateral by use of form F11A, which is duly completed in compliance with the explanatory notes in the form.

The service is provided only in person at working place of the Operation Section in CDCP seat.

CDCP does not review and process instruction and attached documents on the same day when they are recieved.

For placing of an instruction and registration of change of transfer as collateral is charged in compliance with the Scale of Fess of CDCP.

 

Registration of cancellation of transfer as collateral

The transfer of securities as collateral ceases to exist by registration of cancellation in the special registry of transfers as collateral.

The person pursuant to paragraph 50, section 5 of the Act is obliged, without delay when reason for cessation of the transfer as collateral registered in CDCP occurred, to place the instruction for registration of cancellation of transfer as collateral by use of form F11B, which is duly completed in compliance with the explanatory notes in the form.

The service is provided only in person at working place of the Operation Section in CDCP seat.

CDCP does not review and process instruction and attached documents on the same day when they are recieved.

For placing of an instruction and registration of cancellation of transfer as collateral is charged in compliance with the Scale of Fess of CDCP.

 

Extract from special registry of transfers as collateral

Natural or legal person can request in CDCP for extract from the special registry of transfers of securities as collateral by use of form F11C which is duly completed in compliance with explanatory notes in the form.

The service is provided via post or in person at working place of the Operation Section in CDCP seat.

For provision of extract from the special registry of transfer of securities as collateral is charged in compliance with the Scale of Fess of CDCP.

Forms for owners of account of book-entry securities